T3: TreeSearch 结构化文档两级检索 (build_kb_tree + tree_search BM25+向量融合, 接入 kb_router 为 tree_chunk 源, 新增 GET /api/knowledge/tree-search)

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"""
TreeSearch — 结构化文档两级检索
================================
为知识库提供有结构的「两级检索」能力(零额外基础设施成本,复用 MySQL 已存的分段数据):
Level 1 (build_kb_tree) : 知识库 -> 目录 -> 文档 的嵌套结构树,用于浏览/定位/面包屑。
Level 2 (tree_search) : 在给定作用域(整个 KB / 某目录 / 某文档)内做分段(chunk)级检索,
BM25 关键词排序 + 可选 pgvector 语义向量 boost,返回带完整
面包屑(KB名 -> 目录路径 -> 文件名 -> 段序号/标题)的精准命中。
设计要点:
* Level 2 直接消费 knowledge_document_chunks 表(content + chunk_metadata.title/keywords),
因此召回的是「文档内部的精确片段」,而非整篇文档——这正是 RAG 想要的细粒度上下文。
* 与 kb_router_search 融合:tree_search 作为 RRF 的一个新来源 (source="tree_chunk") 接入,
聊天 KB 上下文自动获得结构化分片段命中。
* 向量 boost 为可选且优雅降级:当 pgvector 无对应数据时,自动退化为纯 BM25,不影响主链路。
"""
import logging
import math
from typing import List, Dict, Optional
logger = logging.getLogger("aiflow.tree_search")
# ---------------------------------------------------------------------------
# 中文友好的分词(jieba 优先,否则按字符 bigram + 英文正则兜底)
# ---------------------------------------------------------------------------
def _tokenize(text: str) -> List[str]:
if not text:
return []
toks: List[str] = []
try:
import re
# 英文/数字 token
for m in re.findall(r"[a-zA-Z0-9_]+", text.lower()):
if len(m) >= 1:
toks.append(m)
# 中文按 jieba 或字符切分
cjk = "".join(re.findall(r"[一-鿿]", text))
if cjk:
try:
import jieba
for w in jieba.lcut(cjk):
w = w.strip().lower()
if w:
toks.append(w)
except Exception:
# 字符级 bigram(兼顾召回与精度)
for i in range(len(cjk)):
toks.append(cjk[i])
if i + 1 < len(cjk):
toks.append(cjk[i:i + 2])
except Exception:
toks = [t for t in text.lower().split() if t]
return toks
def _chunk_display_text(chunk) -> str:
"""拼装分段的检索文本:正文 + 标题 + 关键词(来自 chunk_metadata)。"""
parts = []
content = getattr(chunk, "content", None) or ""
parts.append(content)
md = getattr(chunk, "chunk_metadata", None) or {}
if isinstance(md, dict):
title = md.get("title") or md.get("heading") or ""
keywords = md.get("keywords") or []
if title:
parts.append(title)
if isinstance(keywords, list) and keywords:
parts.append(" ".join(str(k) for k in keywords))
elif isinstance(keywords, str) and keywords:
parts.append(keywords)
return "\n".join(p for p in parts if p).strip()
def _chunk_title(chunk) -> str:
md = getattr(chunk, "chunk_metadata", None) or {}
if isinstance(md, dict):
return md.get("title") or md.get("heading") or ""
return ""
# ---------------------------------------------------------------------------
# BM25(在作用域内的分段语料上即时计算 IDF)
# ---------------------------------------------------------------------------
def _bm25_rank(query_tokens: List[str], corpus: List[Dict], k1: float = 1.5, b: float = 0.75) -> List[Dict]:
"""corpus: [{"id":..., "tokens":[...], "chunk":<orm>, "text":str}] -> 返回带 bm25 分的列表"""
if not query_tokens or not corpus:
return []
n = len(corpus)
df = {}
for qt in set(query_tokens):
df[qt] = sum(1 for d in corpus if qt in d["tokens"])
idf = {qt: math.log((n - df[qt] + 0.5) / (df[qt] + 0.5) + 1) for qt in query_tokens}
avgdl = sum(len(d["tokens"]) for d in corpus) / max(n, 1)
scored = []
for d in corpus:
dl = len(d["tokens"])
score = 0.0
for qt in set(query_tokens):
if qt in d["tokens"]:
f = d["tokens"].count(qt)
score += idf[qt] * (f * (k1 + 1)) / (f + k1 * (1 - b + b * (dl / max(avgdl, 1))))
if score > 0:
scored.append({**d, "bm25": score})
scored.sort(key=lambda x: x["bm25"], reverse=True)
return scored
# ---------------------------------------------------------------------------
# Level 1:知识库目录树
# ---------------------------------------------------------------------------
def build_kb_tree(db, user_id: Optional[str] = None, kb_id: Optional[str] = None) -> List[Dict]:
"""构造 知识库 -> 目录(可嵌套) -> 文档 的结构树。"""
from app.models import KnowledgeBase, KnowledgeDirectory, KnowledgeDocument
q = db.query(KnowledgeBase)
if user_id:
q = q.filter(KnowledgeBase.user_id == user_id)
if kb_id:
q = q.filter(KnowledgeBase.id == kb_id)
bases = q.all()
tree = []
for kb in bases:
dirs = db.query(KnowledgeDirectory).filter(
KnowledgeDirectory.knowledge_base_id == kb.id
).all()
docs = db.query(KnowledgeDocument).filter(
KnowledgeDocument.knowledge_base_id == kb.id,
KnowledgeDocument.status == "completed",
).all()
dir_by_id = {d.id: d for d in dirs}
node_by_id = {}
def make_dir_node(d):
return {
"id": d.id,
"name": d.name,
"type": "directory",
"children": [],
"documents": [],
}
for d in dirs:
node_by_id[d.id] = make_dir_node(d)
root_dirs = []
for d in dirs:
node = node_by_id[d.id]
parent = d.parent_id
if parent and parent in node_by_id:
node_by_id[parent]["children"].append(node)
else:
root_dirs.append(node)
for doc in docs:
item = {
"id": doc.id,
"name": doc.filename,
"type": "document",
"file_type": doc.file_type,
"chunk_count": doc.chunk_count or 0,
}
if doc.directory_id and doc.directory_id in node_by_id:
node_by_id[doc.directory_id]["documents"].append(item)
else:
root_dirs.append(item) # 顶层文档
tree.append({
"id": kb.id,
"name": kb.name,
"type": "knowledge_base",
"directories": root_dirs,
"document_count": len(docs),
})
return tree
# ---------------------------------------------------------------------------
# 面包屑:KB名 -> 目录路径 -> 文件名 -> 段标题/序号
# ---------------------------------------------------------------------------
def _breadcrumb(db, kb_id: str, directory_id: Optional[str], doc_id: str, chunk_index: int, title: str) -> Dict:
from app.models import KnowledgeBase, KnowledgeDirectory, KnowledgeDocument
kb = db.query(KnowledgeBase).filter(KnowledgeBase.id == kb_id).first()
kb_name = kb.name if kb else kb_id
path = []
cur = directory_id
guard = 0
while cur and guard < 20:
d = db.query(KnowledgeDirectory).filter(KnowledgeDirectory.id == cur).first()
if not d:
break
path.insert(0, d.name)
cur = d.parent_id
guard += 1
doc = db.query(KnowledgeDocument).filter(KnowledgeDocument.id == doc_id).first()
doc_name = doc.filename if doc else doc_id
return {
"knowledge_base": kb_name,
"directory_path": "/".join(path) if path else "/",
"document": doc_name,
"chunk_index": chunk_index,
"chunk_title": title,
"label": f"{kb_name}/{('/'.join(path) if path else '')}/{doc_name}" + (f"#段{chunk_index}" + (f"·{title}" if title else "")),
}
# ---------------------------------------------------------------------------
# Level 2:结构化分片段检索
# ---------------------------------------------------------------------------
async def tree_search(
db,
query: str,
user_id: Optional[str] = None,
kb_ids: Optional[List[str]] = None,
scope_base: Optional[str] = None,
scope_dir: Optional[str] = None,
scope_doc: Optional[str] = None,
top_k: int = 5,
mode: str = "hybrid",
max_tokens: int = 1200,
) -> List[Dict]:
"""
两级检索的 Level 2:在作用域内做分片段精准检索。
Args:
query : 查询文本
kb_ids : 限定知识库范围(多个)
scope_base : 限定单一知识库
scope_dir : 限定单一目录(含子目录)
scope_doc : 限定单一文档
top_k : 返回命中数
mode : "bm25" | "vector" | "hybrid"(默认)
Returns:
[{
"content": <分段文本>,
"score": 0-1,
"source": "tree_chunk",
"metadata": { "breadcrumb": {...}, "snippet": ..., "chunk_index": int, "title": str }
}, ...]
"""
from app.models import KnowledgeBase, KnowledgeDirectory, KnowledgeDocument, KnowledgeDocumentChunk
if not query or not query.strip():
return []
# 1) 解析作用域 -> 目标文档 id 集合
target_kb_ids = list(kb_ids or [])
if scope_base and scope_base not in target_kb_ids:
target_kb_ids.append(scope_base)
doc_scope = set()
if scope_doc:
doc_scope.add(scope_doc)
if scope_dir:
# 收集该目录及其所有子目录下的文档
dirs = db.query(KnowledgeDirectory).all()
dir_by_id = {d.id: d for d in dirs}
sub = set()
def collect(did):
sub.add(did)
for d in dirs:
if d.parent_id == did:
collect(d.id)
collect(scope_dir)
docs = db.query(KnowledgeDocument).filter(KnowledgeDocument.directory_id.in_(sub)).all()
for d in docs:
doc_scope.add(d.id)
if not doc_scope and not target_kb_ids and not user_id:
return []
# 2) 取分段语料
q = db.query(KnowledgeDocumentChunk)
if doc_scope:
q = q.filter(KnowledgeDocumentChunk.document_id.in_(doc_scope))
else:
if target_kb_ids:
q = q.filter(KnowledgeDocumentChunk.knowledge_base_id.in_(target_kb_ids))
elif user_id:
kb_ids_u = [r[0] for r in db.query(KnowledgeBase.id).filter(KnowledgeBase.user_id == user_id).all()]
if not kb_ids_u:
return []
q = q.filter(KnowledgeDocumentChunk.knowledge_base_id.in_(kb_ids_u))
chunks = q.order_by(KnowledgeDocumentChunk.chunk_index).limit(500).all()
if not chunks:
return []
query_tokens = _tokenize(query)
corpus = []
for c in chunks:
text = _chunk_display_text(c)
if len(text.strip()) < 8:
continue
corpus.append({
"id": c.id,
"tokens": _tokenize(text),
"chunk": c,
"text": text,
})
# 3) BM25 排序
bm25_hits = _bm25_rank(query_tokens, corpus) if mode in ("bm25", "hybrid") else []
# 4) 可选向量 boost
vector_boost = {}
if mode in ("vector", "hybrid"):
try:
from app.pgvector_search import vector_search
for kid in (target_kb_ids or [None]):
try:
vres = await vector_search(query, kid, top_k=top_k * 3)
except Exception as e:
logger.warning(f"[tree_search] vector_search failed: {e}")
continue
for vr in vres:
vcontent = (vr.get("content") or "").strip()
if vcontent:
vector_boost[vcontent] = max(vector_boost.get(vcontent, 0.0), float(vr.get("score", 0.0)))
except Exception as e:
logger.debug(f"[tree_search] vector unavailable: {e}")
# 5) 融合
merged_map = {}
for rank, h in enumerate(bm25_hits):
key = h["text"][:300]
boost = 0.0
for vc, vs in vector_boost.items():
if vc and vc in h["text"]:
boost = max(boost, vs)
merged_map[key] = {
"chunk": h["chunk"],
"bm25": h["bm25"],
"vec": boost,
"rank": rank + 1,
}
# 纯向量模式:把仅在向量里命中的也纳入
if mode == "vector":
for vc, vs in vector_boost.items():
if vc[:300] not in merged_map:
# 找到对应 chunk
for c in corpus:
if vc in c["text"]:
merged_map[vc[:300]] = {"chunk": c["chunk"], "bm25": 0.0, "vec": vs, "rank": 999}
break
if not merged_map:
return []
# 综合分数(BM25 主导,向量做 0~1 归一 boost)
max_bm25 = max((m["bm25"] for m in merged_map.values()), default=1.0) or 1.0
items = []
for key, m in merged_map.items():
c = m["chunk"]
norm_bm25 = (m["bm25"] / max_bm25) if max_bm25 > 0 else 0.0
norm_vec = min(m["vec"], 1.0)
combined = norm_bm25 * 0.7 + norm_vec * 0.3
title = _chunk_title(c)
breadcrumb = _breadcrumb(db, c.knowledge_base_id, c.document_id and _doc_dir(db, c.document_id), c.document_id, c.chunk_index, title)
snippet = _make_snippet(c.content or "", query)
items.append({
"content": c.content or "",
"score": round(combined, 4),
"source": "tree_chunk",
"metadata": {
"breadcrumb": breadcrumb,
"snippet": snippet,
"chunk_index": c.chunk_index,
"title": title,
"document_id": c.document_id,
"knowledge_base_id": c.knowledge_base_id,
},
})
items.sort(key=lambda x: x["score"], reverse=True)
return items[:top_k]
def _doc_dir(db, doc_id: str):
from app.models import KnowledgeDocument
d = db.query(KnowledgeDocument).filter(KnowledgeDocument.id == doc_id).first()
return d.directory_id if d else None
def _make_snippet(content: str, query: str, win: int = 80) -> str:
if not content:
return ""
q = query.strip()
idx = content.find(q)
if idx < 0:
# 尝试首个 token
toks = _tokenize(q)
for t in toks:
idx = content.find(t)
if idx >= 0:
break
if idx < 0:
return content[:win * 2]
start = max(0, idx - win)
end = min(len(content), idx + len(q) + win)
snip = content[start:end]
if start > 0:
snip = "..." + snip
if end < len(content):
snip = snip + "..."
return snip